Scott H. Kimpel
Practice Expertise
- Capital Markets and Securities
- Corporate Governance and Board Advisory
- Mergers and Acquisitions
- Private Equity
Areas of Practice
- Capital Markets and Securities
- Corporate Governance and Board Advisory
- Mergers and Acquisitions
- Private Equity
- Corporate
- Energy
- Renewable Energy and Clean Power View More
Profile
Scott brings in-depth knowledge of SEC policies, procedures and enforcement philosophy to each representation. Scott regularly advises clients across a broad sector of the economy facing sensitive reporting, compliance and enforcement matters before the Securities and Exchange Commission and other capital markets regulators. His practice encompasses a wide range of matters involving the securities laws, mergers and acquisitions, corporate governance, regulatory enforcement, administrative law and public policy. Scott heads Hunton's sustainability practice, and also leads the firm's working group on blockchain and digital assets.Before joining the firm, Scott served on the Executive Staff of the SEC as Counsel to Commissioner Troy A. Paredes from 2008 to 2012. At the SEC, Scott acted as Commissioner Paredes's liaison to the Commission's senior staff as well as external constituencies including issuers and other SEC registrants, investors, press, members of Congress, professional firms and trade associations. He advised the Commissioner on all aspects of the federal securities laws and SEC policy across all SEC divisions and offices, focusing especially on the Division of Corporation Finance and the Division of Enforcement. Scott was also involved in financial regulatory reform efforts, including the SEC's response to the Dodd-Frank Wall Street Reform and Consumer Protection Act as well as the Jumpstart Our Business Startups (JOBS) Act. Prior to the SEC, Scott practiced for ten years with another major law firm in Dallas and Washington.Scott is frequently quoted by major news sources, including The Washington Post, The Wall Street Journal, Bloomberg, Law360, Compliance Week and The National Law Journal. Scott previously served with the legal staff of a Fortune 10 company on a seconded basis, supporting the SEC reporting, compliance, investor relations and corporate secretary functions.
Bar Admissions
District of Columbia
New York
Texas
Education
JD, SMU Dedman School of Law, cum laude, Managing Editor, SMU Law Review and Journal of Air Law and Commerce, 1998
BBA, The University of Texas at Austin, 1995
Areas of Practice
- Capital Markets and Securities
- Corporate Governance and Board Advisory
- Mergers and Acquisitions
- Private Equity
- Corporate
- Energy
- Renewable Energy and Clean Power
Professional Career
Articles
"Staying in Compliance with the SEC's Latest Rules and Regulations in a Rapidly Changing Environment," in Inside the Minds: SEC Compliance Best Practices (Aspatore)
2019 Retail Industry Year in Review
2020 Retail Industry Year in Review
2022 Marks a Large Step Forward for ESG Disclosure, Retail Industry 2022 Year in Review
2023 Retail Industry Year in Review
2023 SEC Reporting Guide: Annual Reports, Proxy Statements and Other Relevant Considerations
2024 Retail Industry Year in Review
2025 Retail Industry Year In Review
Blockchain - A Valuable Business Solution, The Voice of Technology - Northern Virginia Technology Council
Blockchain and the Tokenization of Everything, Northern Virginia Council of Technology Magazine
Capital Markets 2025 Year in Review
Conflict Minerals - Compliance Guide
Conflict Minerals - FAQs and Recent Developments
Conflict Minerals - Nuts and Bolts
Emerging ESG Frameworks: Global Implications and Local Impacts, American Bar Association
ESG Hot Topics
ESG Hot Topics
ESG Hot Topics
From Orange Groves to Cryptocurrency: How Will the SEC Apply Longstanding Tests to New Technologies?, Federalist Society Review, Vol 20
Guest Post: Insurance Implications of SEC and CFTC's New Form PF Requirements, The D&O Diary
How Low Can You Go?: DOGE and the SEC
How Target Company Could Impact Acquirer's Conflict Minerals Reporting, Deal Lawyer
How to Feel More Secure About Your Cyber Disclosures, Insights: The Corporate & Securities Law Advisor
M&A Quarterly Reporter - 2021 Q2
Making Sense of the SEC Data Breach, Law360
New US securities solicitation rules and crowdfunding, E-Finance & Payments Law & Policy
Recent Developments in the Regulations of Bitcoin under State and Federal Securities Laws, Financial Fraud Law Report
SEC Cybersecurity Investigations: A How-To Guide, Westlaw Journal: Securities Litigation & Regulation
SEC Operations During Federal Government Shutdown, The Texas Lawbook
SEC Proposes Pay Ratio Disclosure Rules, The Corporate Governance Advisor
Sustainability Hot Topics
The Challenge Of Suing A Defunct Virtual Currency Exchange, Law360
The SEC's SolarWinds Case: What CISOs Should Do Now
The SEC's proposed new rules on equity crowdfunding, E-Finance & Payments Law & Policy
Tips For Public Co. Financial Controls Amid Growing Scrutiny, Law360
United States (Chapter), The Financial Technology Law Review, Edition 3
United States (Chapter), The Financial Technology Law Review, Edition 4
Why Blockchain's Impact On The Retail Sector is Growing, Law360
2019 Retail Industry Year in Review
2020 Retail Industry Year in Review
2022 Marks a Large Step Forward for ESG Disclosure, Retail Industry 2022 Year in Review
2023 Retail Industry Year in Review
2023 SEC Reporting Guide: Annual Reports, Proxy Statements and Other Relevant Considerations
2024 Retail Industry Year in Review
2025 Retail Industry Year In Review
Blockchain - A Valuable Business Solution, The Voice of Technology - Northern Virginia Technology Council
Blockchain and the Tokenization of Everything, Northern Virginia Council of Technology Magazine
Capital Markets 2025 Year in Review
Conflict Minerals - Compliance Guide
Conflict Minerals - FAQs and Recent Developments
Conflict Minerals - Nuts and Bolts
Emerging ESG Frameworks: Global Implications and Local Impacts, American Bar Association
ESG Hot Topics
ESG Hot Topics
ESG Hot Topics
From Orange Groves to Cryptocurrency: How Will the SEC Apply Longstanding Tests to New Technologies?, Federalist Society Review, Vol 20
Guest Post: Insurance Implications of SEC and CFTC's New Form PF Requirements, The D&O Diary
How Low Can You Go?: DOGE and the SEC
How Target Company Could Impact Acquirer's Conflict Minerals Reporting, Deal Lawyer
How to Feel More Secure About Your Cyber Disclosures, Insights: The Corporate & Securities Law Advisor
M&A Quarterly Reporter - 2021 Q2
Making Sense of the SEC Data Breach, Law360
New US securities solicitation rules and crowdfunding, E-Finance & Payments Law & Policy
Recent Developments in the Regulations of Bitcoin under State and Federal Securities Laws, Financial Fraud Law Report
SEC Cybersecurity Investigations: A How-To Guide, Westlaw Journal: Securities Litigation & Regulation
SEC Operations During Federal Government Shutdown, The Texas Lawbook
SEC Proposes Pay Ratio Disclosure Rules, The Corporate Governance Advisor
Sustainability Hot Topics
The Challenge Of Suing A Defunct Virtual Currency Exchange, Law360
The SEC's SolarWinds Case: What CISOs Should Do Now
The SEC's proposed new rules on equity crowdfunding, E-Finance & Payments Law & Policy
Tips For Public Co. Financial Controls Amid Growing Scrutiny, Law360
United States (Chapter), The Financial Technology Law Review, Edition 3
United States (Chapter), The Financial Technology Law Review, Edition 4
Why Blockchain's Impact On The Retail Sector is Growing, Law360
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