Philip Haines
Practice Expertise
- Energy
- Capital Markets and Securities
- Mergers and Acquisitions
- Private Equity
Areas of Practice
- Energy
- Capital Markets and Securities
- Mergers and Acquisitions
- Private Equity
Profile
Phil is the head of the firm's Texas Corporate Transactions practice and helps domestic and international clients of all sizes solve problems, access the capital markets, navigate through complex transactions and achieve their individual business objectives through creative solutions and dedicated client service.Phil has represented clients in connection with more than 100 public and private offerings of debt, equity, and preferred securities and more than 40 acquisitions or divestitures to consummation. For the last 5 years Phil has worked closely with clients on all aspects of the development and financing of energy infrastructure projects, including negotiation and monetization of 45Q credits and related CO2 transportation and sequestration agreements. He also regularly advises companies in connection with day-to-day questions, corporate governance issues and periodic reporting obligations.Phil has broad experience in a range of industries, having worked with downstream, midstream, upstream and services companies in the energy industry; offshore wind companies, developers and producers of renewable fuels and related renewable fuels technology (including SAF, hydrogen, RNG, ammonia and others) in the renewable energy industry; investment banks and other financial advisors in the financial services industry; developers and producers of industrial, specialty and other chemicals in the chemical industry, and entrepreneurs, founders and investors across various industries.
Bar Admissions
Texas
Education
JD, Baylor Law School, cum laude, valedictorian, Executive Editor, Baylor Law Review, 2009
BA, The Pennsylvania State University, 2006
Areas of Practice
- Energy
- Capital Markets and Securities
- Mergers and Acquisitions
- Private Equity
Professional Career
Significant Accomplishments
Mergers & Acquisitions and Joint Ventures
Forcite Helmet Systems Pty Ltd in its sale to GoPro, Inc.
Private company in its investment into a private company operating a copper/cobalt leaching business in Likasi, DRC
Minority shareholders in the sale of a private truck sale and repair company
Surviving entity in the merger of a private cattle business with a private ranch business
Private company in its investment in a private beef business
Seller in the sale of a private pipe inspection company
Seller in the sale of a private data center construction business to a private equity portfolio company
Colt Midstream in acquiring certain natural gas and liquids gathering and transportation systems
WGL Midstream Inc. in its sale of 30% of Stonewall Gas Gathering to DTE Midstream
PBF Energy Inc. in its acquisition of PBF Logistics LP
Sprint Waste Services, LP in its sale to GFL Environmental Inc.
Private company in its acquisition of a minority interest in two firearm parts and accessories companies
Gladieux Energy, LLC in its sale to Sunoco, LP
Wabash Valley Resources LLC in the sale of a 20% interest to Nikola Corporation
NYSE-listed energy transition MLP in the sale of certain upstream assets to Bayshore Energy LLC
NYSE-listed energy transition MLP in the sale of certain upstream assets to Westhoff Petroleum LP
Private equity portfolio company in its acquisition of a commercial landscaping company
Management team in the formation and capitalization of a new midstream company
Sabine Oil & Gas Holdings, Inc. in the $610 million sale of Sabine Oil & Gas Corporation and certain subsidiaries to Osaka Gas USA Corporation
Private midstream company in the acquisition of a natural gas and liquids gathering and transportation business in North Texas
Private trenchless construction and engineering company in its acquisition of a private horizontal directional drilling company for approximately $315 million
Sellers with the sale of their respective equity interests in certain midstream joint venture companies to an NYSE-listed midstream company for approximately $470 million
UK and US subsidiaries of an Indian parent company in the sale of the subsidiaries to a US portfolio company
Delaware corporation and its Canadian parent company, a dual-listed (NYSE/TSX) retail energy provider, in the acquisition of EdgePower Inc.
Dual-listed (NYSE/TSX) retail energy provider in its sale of $100 million aggregate principal amount of Convertible Unsecured Senior Subordinated Debentures
NYSE-listed midstream master limited partnership in its acquisition of all the general partner interests of one of its subsidiaries from third party owners
NYSE-listed oil field services company in its acquisition of substantially all of the assets of Well Service Group Inc. and Utility Access Solutions Inc.
NYSE-listed oil and gas company in the sale of 30% of the membership interests in Olympic Pipe Line Company LLC.
Private company in its $150 million acquisition of equity interests in a private pipeline company
Private upstream energy company in the $26 million sale of certain of its assets to the US subsidiary of a foreign energy company
NYSE-listed midstream master limited partnership in its $2.226 billion acquisition of equity interests and assets from an NYSE-listed master limited partnership
NYSE-listed energy company in the sale of its interest in certain natural gas and NGL pipelines
NYSE-listed energy company in the sale of its interest in a natural gas processing plant
NYSE-listed oil and gas company in an approximately $350 million transaction involving the sale of refined products terminals to an NYSE-listed midstream energy company and the creation of a joint venture
Private energy infrastructure company in the sale of its minority equity interests in a midstream gas gathering joint venture to an NYSE-listed diversified energy company for approximately $275 million
NewTech Investment Holdings, LLC in its investment in a private medical technology company via a convertible note
NewTech Investment Holdings, LLC in a transaction with Orgenesis, Inc.
Private project company in an investment from a publicly-traded energy company via a convertible note
Note holder in its debt-for-equity swap with a private firearms manufacturing company
NewTech Investment Holdings, LLC in its equity investment in a private cancer therapeutics company
Limetree Bay Terminals LLC in the financing agreement with AMP Capital Investors S.A.R.L. and its affiliates to provide Limetree Bay Terminals LLC with up to $100 million in new capital
Capital Markets: Debt Offerings
Initial purchasers in USA Compression Partners, LP's $750 million offering of 6.250% Senior Notes due 2033
Underwriters in Ramaco Resources, Inc.'s $65 million offering of 8.250% Senior Notes due 2030
W&T Offshore, Inc. in its $350 million offering of 10.750% Senior Second Lien Notes due 2029
Underwriters in Ramaco Resources, Inc.'s $57 million offering of 8.375% Senior Notes due 2029
Initial purchasers in USA Compression Partners, LP's $1 billion offering of 7.125% Senior Notes due 2029
Underwriters in Ramaco Resources, Inc.'s $34.5 million offering of 9.00% Senior Notes due 2026, including the full exercise by the underwriters of their option to purchase additional notes
Sales agent in the commencement of a note distribution program for up to $75 million note distribution program for Scorpio Tankers Inc.
Underwriters in Scorpio Tankers Inc.'s $25 million offering of 7.00% Fixed Rate Senior Unsecured Notes due 2025
Private downstream company in an $80 million term loan and revolving loan and related transactions
Initial purchasers in a $120 million private offering of 5.875% Convertible Senior Notes of CorEnergy Infrastructure Trust, Inc., an NYSE-listed real estate investment trust (REIT) that owns critical energy assets
Initial purchasers in a $3.0 billion private placement of senior notes of a private midstream company
Underwriters in Energy Transfer Operating, L.P.'s offering of $750 million of 4.500% Senior Notes due 2024, $1.5 billion of 5.250% Senior Notes due 2029 and $1.75 billion of 6.250% Senior Notes due 2049
Initial purchasers in Sunoco LP's private placement of $1 billion of 4.875% Senior Notes due 2023, $800 million of 5.500% Senior Notes due 2026 and $400 million of 5.875% Senior Notes due 2028
Just Energy Group Inc. in its US$250 million (approximately C$325 million equivalent) non-revolving multi-draw senior unsecured term loan facility. In connection with the loan, the issuer issued an aggregate of 7,462,561 warrants to the Lenders, with each warrant being exercisable for one common share of the issuer
Underwriters in an offering by Sunoco Logistics Partners Operations L.P. of $750 million aggregate principal amount of its 4.000% senior notes due 2027 and $1.5 billion aggregate principal amount of its 5.400% senior notes due 2047
Underwriters in the registered offering of $600 million of 3.95% notes of Buckeye Partners, L.P., an NYSE-listed midstream master limited partnership
Underwriters in the registered offering of $550 million of 3.9% senior notes of a subsidiary of Sunoco Logistics Partners L.P., an NYSE-listed midstream master limited partnership
Capital Markets: Equity Offerings
Perpetua Resources Corp. in its $71 million public equity offering
Perpetua Resources Corp. in its $75 million private placement with JPMorgan Chase
Perpetua Resources Corp. in its $180 million private placement with Agnico Eagle Mines Limited
Perpetua Resources Corp. in its $325 million bought deal
B. Riley Securities in a $200 million at-the-market program for Beyond Meat, Inc.
Perpetua Resources Corp. in its $35 million public equity offering
Cantor Fitzgerald in a $850 million at-the-market program for Guggenheim Strategic Opportunities Fund
Private film production company in a private offering of preferred securities
W&T Offshore, Inc. in its $100 million ATM program
Ladenburg Thalmann in MIND Technology, Inc.'s public offering of 432,000 Shares of 9.00% Series A Cumulative Preferred Stock
Sales agent in the commencement of a new at-the-market offering program for PHX Minerals Inc.
Sales agent in the commencement of a new at-the-market offering program for NextDecade Corporation
Underwriters in Perpetua Resources Corp.'s $57.5 million offering of common stock, including the full exercise by the underwriters of their over-allotment option
Underwriters in PHX Minerals Inc.'s offering of 6,175,000 shares of Class A common stock, including the partial exercise by the underwriters of their over-allotment option
Evolve Transition Infrastructure LP in the commencement of a new at-the-market equity offering program
Cantor Fitzgerald in the upsizing and recommencement of an at-the-market program for common shares of beneficial interest in Guggenheim Credit Allocation Fund having an aggregate initial offering price of up to $62,469,689
Cantor Fitzgerald in an at-the-market program for common shares of beneficial interest in Guggenheim Strategic Opportunities Fund having an aggregate initial offering price of up to $159,724,117
Cantor Fitzgerald in an at-the-market program for common shares of beneficial interest in Guggenheim Taxable Municipal Managed Duration Trust, having an aggregate initial offering price of up to $88,896,812
Ladenburg Thalmann in an at-the-market equity program for up to 500,000 shares of 9.00% Series A Cumulative Preferred Stock, par value $1.00 per share, and 5,000,000 shares of Common Stock, par value $0.01 per share, of MIND Technology, Inc.
Cantor Fitzgerald in the commencement of an at-the-market program for up to 2,700,000 common shares of beneficial interest in Guggenheim Credit Allocation Fund, an NYSE-listed, diversified, closed-end management investment company
Cantor Fitzgerald in the commencement of an at-the-market program for up to 111,250,000 common shares of beneficial interest in Guggenheim Strategic Opportunities Fund, an NYSE-listed, diversified, closed-end management investment company
Cantor Fitzgerald in the commencement of an at-the-market program for up to 3,000,000 common shares of beneficial interest in Guggenheim Taxable Municipal Managed Duration Trust, an NYSE-listed, diversified, closed-end management investment company
Sales agent in the commencement of an at-the-market program of up to $120,000,000 maximum aggregate offering price of common units representing limited partner interests and 8.75% Series A Cumulative Redeemable Preferred Units representing limited partner interests in Höegh LNG Partners LP
Sanchez Midstream Partners LP in the exchange of all of the issued and outstanding Class B Preferred Units of SNMP for newly issued Class C Preferred Units of SNMP and a Warrant Exercisable for Junior Securities
Underwriters in Energy Transfer Partners, L.P.'s $800 million offering of 32,000,000 7.6000% Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units
Private upstream company in its formation and initial external equity investment and capitalization
Underwriters in an offering of preferred stock by CAI International, Inc.
Sales agent in the upsizing and recommencement by an NYSE-listed diversified, closed-end management investment company of an at-the-market equity program for the offer and sale of up to 14,138,865 Common Shares
Underwriters in Energy Transfer Partners, L.P.'s $445 million offering of 7.625% Series D Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units
Underwriters in Energy Transfer Partners, L.P.'s $450 million offering of 7.375% Series C Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units
Underwriters in the $93.389 million follow-on equity offering of an NYSE American-listed, upstream company
Underwriters in an offering by a NASDAQ-listed commercial real estate MLP of 2,000,000 of its Series C Floating-to-Fixed Rate Cumulative Perpetual Redeemable Convertible Preferred Units
Underwriters in CAI International, Inc.' offering of 8.50% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock.
Sales agent in an NYSE-listed shipping MLP's commencement of a $120 million at-the-market offering of common units and preferred units
Sales agent in the commencement by an NYSE-listed diversified, closed-end management investment company of an at-the-market equity program for the offer and sale of up to 5,739,210 Common Shares
NYSE-listed hospitality advisory company in its commencement of an at-the-market equity program having an aggregate offering price of up to $20 million of Common Stock
Underwriters in Energy Transfer Partners, L.P.'s $1.5 billion offering of 950,000 6.250% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units and 550,000 6.625% Series B Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units
Underwriters in a $1.007 billion follow-on equity offering of 54,000,000 common units representing limited partner interests in Energy Transfer Partners, L.P.
Spark Energy, Inc. in the commencement of an at-the-market equity program
Sales agents in the commencement of an at-the-market equity program for common units representing limited partner interests in Energy Transfer Partners, L.P. having an aggregate offering price of up to $1 billion
Just Energy Group Inc. in the commencement of an at-the-market preferred equity program for Just Energy's 8.50% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Shares having an aggregate offering price of up to of $150 million
Underwriters in the $340 million initial public offering of common units representing limited partner interests in Hess Midstream Partners LP, an NYSE-listed midstream master limited partnership
Sales agent in the commencement of an at-the-market program for up to 4,750,000 common shares of beneficial interest in Fiduciary/Claymore MLP Opportunity Fund, an NYSE-listed, diversified, closed-end management investment company
Sales agent in the commencement of an at-the-market program for up to 3,900,000 common shares of beneficial interest in Guggenheim Strategic Opportunities Fund, an NYSE-listed, diversified, closed-end management investment company
NYSE-listed midstream master limited partnership in its $72 million follow-on offering of common units representing limited partner interests
Underwriters in the $360 million follow-on offering of common units representing limited partner interests in Dominion Midstream Partners, LP, an NYSE-listed midstream master limited partnership
Underwriters in the $581 million follow-on offering of limited partnership units representing limited partner interests in Buckeye Partners, L.P., an NYSE-listed midstream master limited partnership
NYSE-listed midstream master limited partnership in the commencement of a $400 million at-the-market program
Agent in the commencement of a $12.5 million at-the-market program for 9.00% Series A Cumulative Preferred Stock of Mitcham Industries, Inc., a NASDAQ-listed energy company
Underwriters in the $56 million follow-on offering of common units representing limited partner interests in Landmark Infrastructure Partners LP, a NASDAQ-listed master limited partnership
Sales agent in the commencement of an at-the-market program for up to 2,632,734 common shares of beneficial interest in Guggenheim Credit Allocation Fund, an NYSE-listed, diversified, closed-end management investment company
Underwriters in the $652 million follow-on offering of common units representing limited partner interests in Sunoco Logistics Partners L.P., an NYSE-listed midstream master limited partnership
Underwriters in the $46 million follow-on offering of 7.90% Series B Cumulative Redeemable Perpetual Preferred Units representing limited partner interests in Landmark Infrastructure Partners LP, a NASDAQ-listed master limited partnership
Managers in the commencement of a $150 million at-the-market program for Dominion Midstream Partners, LP, an NYSE-listed midstream master limited partnership
Underwriters in the $157 million follow-on offering of common stock of Laredo Petroleum, Inc., an NYSE-listed energy company
Underwriter in the $8 million follow-on offering of 9.00% Series A Cumulative Preferred Stock of Mitcham Industries, Inc., a NASDAQ-listed energy company
Sales agents in the commencement of a $40 million at-the-market program for 8.00% Series A Cumulative Redeemable Perpetual Preferred Units representing limited partner interests in Landmark Infrastructure Partners LP, a NASDAQ-listed master limited partnership
Underwriters in the $104 million follow-on offering of common stock of Laredo Petroleum, Inc., an NYSE-listed energy company
Underwriters in the $20 million follow-on offering of 8.00% Series A Cumulative Redeemable Perpetual Preferred Units representing limited partner interests in Landmark Infrastructure Partners LP, a NASDAQ-listed master limited partnership
Agents in the commencement of a $500 million at-the-market program for Buckeye Partners, L.P., an NYSE-listed midstream master limited partnership
Sales agents in the commencement of a $50 million at-the-market program for Landmark Infrastructure Partners L.P., a NASDAQ-listed master limited partnership
Representation of Forcite Helmet Systems Pty Ltd in Sale to GoPro, Inc.
Mergers & Acquisitions and Joint Ventures
Forcite Helmet Systems Pty Ltd in its sale to GoPro, Inc.
Private company in its investment into a private company operating a copper/cobalt leaching business in Likasi, DRC
Minority shareholders in the sale of a private truck sale and repair company
Surviving entity in the merger of a private cattle business with a private ranch business
Private company in its investment in a private beef business
Seller in the sale of a private pipe inspection company
Seller in the sale of a private data center construction business to a private equity portfolio company
Colt Midstream in acquiring certain natural gas and liquids gathering and transportation systems
WGL Midstream Inc. in its sale of 30% of Stonewall Gas Gathering to DTE Midstream
PBF Energy Inc. in its acquisition of PBF Logistics LP
Sprint Waste Services, LP in its sale to GFL Environmental Inc.
Private company in its acquisition of a minority interest in two firearm parts and accessories companies
Gladieux Energy, LLC in its sale to Sunoco, LP
Wabash Valley Resources LLC in the sale of a 20% interest to Nikola Corporation
NYSE-listed energy transition MLP in the sale of certain upstream assets to Bayshore Energy LLC
NYSE-listed energy transition MLP in the sale of certain upstream assets to Westhoff Petroleum LP
Private equity portfolio company in its acquisition of a commercial landscaping company
Management team in the formation and capitalization of a new midstream company
Sabine Oil & Gas Holdings, Inc. in the $610 million sale of Sabine Oil & Gas Corporation and certain subsidiaries to Osaka Gas USA Corporation
Private midstream company in the acquisition of a natural gas and liquids gathering and transportation business in North Texas
Private trenchless construction and engineering company in its acquisition of a private horizontal directional drilling company for approximately $315 million
Sellers with the sale of their respective equity interests in certain midstream joint venture companies to an NYSE-listed midstream company for approximately $470 million
UK and US subsidiaries of an Indian parent company in the sale of the subsidiaries to a US portfolio company
Delaware corporation and its Canadian parent company, a dual-listed (NYSE/TSX) retail energy provider, in the acquisition of EdgePower Inc.
Dual-listed (NYSE/TSX) retail energy provider in its sale of $100 million aggregate principal amount of Convertible Unsecured Senior Subordinated Debentures
NYSE-listed midstream master limited partnership in its acquisition of all the general partner interests of one of its subsidiaries from third party owners
NYSE-listed oil field services company in its acquisition of substantially all of the assets of Well Service Group Inc. and Utility Access Solutions Inc.
NYSE-listed oil and gas company in the sale of 30% of the membership interests in Olympic Pipe Line Company LLC.
Private company in its $150 million acquisition of equity interests in a private pipeline company
Private upstream energy company in the $26 million sale of certain of its assets to the US subsidiary of a foreign energy company
NYSE-listed midstream master limited partnership in its $2.226 billion acquisition of equity interests and assets from an NYSE-listed master limited partnership
NYSE-listed energy company in the sale of its interest in certain natural gas and NGL pipelines
NYSE-listed energy company in the sale of its interest in a natural gas processing plant
NYSE-listed oil and gas company in an approximately $350 million transaction involving the sale of refined products terminals to an NYSE-listed midstream energy company and the creation of a joint venture
Private energy infrastructure company in the sale of its minority equity interests in a midstream gas gathering joint venture to an NYSE-listed diversified energy company for approximately $275 million
NewTech Investment Holdings, LLC in its investment in a private medical technology company via a convertible note
NewTech Investment Holdings, LLC in a transaction with Orgenesis, Inc.
Private project company in an investment from a publicly-traded energy company via a convertible note
Note holder in its debt-for-equity swap with a private firearms manufacturing company
NewTech Investment Holdings, LLC in its equity investment in a private cancer therapeutics company
Limetree Bay Terminals LLC in the financing agreement with AMP Capital Investors S.A.R.L. and its affiliates to provide Limetree Bay Terminals LLC with up to $100 million in new capital
Capital Markets: Debt Offerings
Initial purchasers in USA Compression Partners, LP's $750 million offering of 6.250% Senior Notes due 2033
Underwriters in Ramaco Resources, Inc.'s $65 million offering of 8.250% Senior Notes due 2030
W&T Offshore, Inc. in its $350 million offering of 10.750% Senior Second Lien Notes due 2029
Underwriters in Ramaco Resources, Inc.'s $57 million offering of 8.375% Senior Notes due 2029
Initial purchasers in USA Compression Partners, LP's $1 billion offering of 7.125% Senior Notes due 2029
Underwriters in Ramaco Resources, Inc.'s $34.5 million offering of 9.00% Senior Notes due 2026, including the full exercise by the underwriters of their option to purchase additional notes
Sales agent in the commencement of a note distribution program for up to $75 million note distribution program for Scorpio Tankers Inc.
Underwriters in Scorpio Tankers Inc.'s $25 million offering of 7.00% Fixed Rate Senior Unsecured Notes due 2025
Private downstream company in an $80 million term loan and revolving loan and related transactions
Initial purchasers in a $120 million private offering of 5.875% Convertible Senior Notes of CorEnergy Infrastructure Trust, Inc., an NYSE-listed real estate investment trust (REIT) that owns critical energy assets
Initial purchasers in a $3.0 billion private placement of senior notes of a private midstream company
Underwriters in Energy Transfer Operating, L.P.'s offering of $750 million of 4.500% Senior Notes due 2024, $1.5 billion of 5.250% Senior Notes due 2029 and $1.75 billion of 6.250% Senior Notes due 2049
Initial purchasers in Sunoco LP's private placement of $1 billion of 4.875% Senior Notes due 2023, $800 million of 5.500% Senior Notes due 2026 and $400 million of 5.875% Senior Notes due 2028
Just Energy Group Inc. in its US$250 million (approximately C$325 million equivalent) non-revolving multi-draw senior unsecured term loan facility. In connection with the loan, the issuer issued an aggregate of 7,462,561 warrants to the Lenders, with each warrant being exercisable for one common share of the issuer
Underwriters in an offering by Sunoco Logistics Partners Operations L.P. of $750 million aggregate principal amount of its 4.000% senior notes due 2027 and $1.5 billion aggregate principal amount of its 5.400% senior notes due 2047
Underwriters in the registered offering of $600 million of 3.95% notes of Buckeye Partners, L.P., an NYSE-listed midstream master limited partnership
Underwriters in the registered offering of $550 million of 3.9% senior notes of a subsidiary of Sunoco Logistics Partners L.P., an NYSE-listed midstream master limited partnership
Capital Markets: Equity Offerings
Perpetua Resources Corp. in its $71 million public equity offering
Perpetua Resources Corp. in its $75 million private placement with JPMorgan Chase
Perpetua Resources Corp. in its $180 million private placement with Agnico Eagle Mines Limited
Perpetua Resources Corp. in its $325 million bought deal
B. Riley Securities in a $200 million at-the-market program for Beyond Meat, Inc.
Perpetua Resources Corp. in its $35 million public equity offering
Cantor Fitzgerald in a $850 million at-the-market program for Guggenheim Strategic Opportunities Fund
Private film production company in a private offering of preferred securities
W&T Offshore, Inc. in its $100 million ATM program
Ladenburg Thalmann in MIND Technology, Inc.'s public offering of 432,000 Shares of 9.00% Series A Cumulative Preferred Stock
Sales agent in the commencement of a new at-the-market offering program for PHX Minerals Inc.
Sales agent in the commencement of a new at-the-market offering program for NextDecade Corporation
Underwriters in Perpetua Resources Corp.'s $57.5 million offering of common stock, including the full exercise by the underwriters of their over-allotment option
Underwriters in PHX Minerals Inc.'s offering of 6,175,000 shares of Class A common stock, including the partial exercise by the underwriters of their over-allotment option
Evolve Transition Infrastructure LP in the commencement of a new at-the-market equity offering program
Cantor Fitzgerald in the upsizing and recommencement of an at-the-market program for common shares of beneficial interest in Guggenheim Credit Allocation Fund having an aggregate initial offering price of up to $62,469,689
Cantor Fitzgerald in an at-the-market program for common shares of beneficial interest in Guggenheim Strategic Opportunities Fund having an aggregate initial offering price of up to $159,724,117
Cantor Fitzgerald in an at-the-market program for common shares of beneficial interest in Guggenheim Taxable Municipal Managed Duration Trust, having an aggregate initial offering price of up to $88,896,812
Ladenburg Thalmann in an at-the-market equity program for up to 500,000 shares of 9.00% Series A Cumulative Preferred Stock, par value $1.00 per share, and 5,000,000 shares of Common Stock, par value $0.01 per share, of MIND Technology, Inc.
Cantor Fitzgerald in the commencement of an at-the-market program for up to 2,700,000 common shares of beneficial interest in Guggenheim Credit Allocation Fund, an NYSE-listed, diversified, closed-end management investment company
Cantor Fitzgerald in the commencement of an at-the-market program for up to 111,250,000 common shares of beneficial interest in Guggenheim Strategic Opportunities Fund, an NYSE-listed, diversified, closed-end management investment company
Cantor Fitzgerald in the commencement of an at-the-market program for up to 3,000,000 common shares of beneficial interest in Guggenheim Taxable Municipal Managed Duration Trust, an NYSE-listed, diversified, closed-end management investment company
Sales agent in the commencement of an at-the-market program of up to $120,000,000 maximum aggregate offering price of common units representing limited partner interests and 8.75% Series A Cumulative Redeemable Preferred Units representing limited partner interests in Höegh LNG Partners LP
Sanchez Midstream Partners LP in the exchange of all of the issued and outstanding Class B Preferred Units of SNMP for newly issued Class C Preferred Units of SNMP and a Warrant Exercisable for Junior Securities
Underwriters in Energy Transfer Partners, L.P.'s $800 million offering of 32,000,000 7.6000% Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units
Private upstream company in its formation and initial external equity investment and capitalization
Underwriters in an offering of preferred stock by CAI International, Inc.
Sales agent in the upsizing and recommencement by an NYSE-listed diversified, closed-end management investment company of an at-the-market equity program for the offer and sale of up to 14,138,865 Common Shares
Underwriters in Energy Transfer Partners, L.P.'s $445 million offering of 7.625% Series D Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units
Underwriters in Energy Transfer Partners, L.P.'s $450 million offering of 7.375% Series C Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units
Underwriters in the $93.389 million follow-on equity offering of an NYSE American-listed, upstream company
Underwriters in an offering by a NASDAQ-listed commercial real estate MLP of 2,000,000 of its Series C Floating-to-Fixed Rate Cumulative Perpetual Redeemable Convertible Preferred Units
Underwriters in CAI International, Inc.' offering of 8.50% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock.
Sales agent in an NYSE-listed shipping MLP's commencement of a $120 million at-the-market offering of common units and preferred units
Sales agent in the commencement by an NYSE-listed diversified, closed-end management investment company of an at-the-market equity program for the offer and sale of up to 5,739,210 Common Shares
NYSE-listed hospitality advisory company in its commencement of an at-the-market equity program having an aggregate offering price of up to $20 million of Common Stock
Underwriters in Energy Transfer Partners, L.P.'s $1.5 billion offering of 950,000 6.250% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units and 550,000 6.625% Series B Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units
Underwriters in a $1.007 billion follow-on equity offering of 54,000,000 common units representing limited partner interests in Energy Transfer Partners, L.P.
Spark Energy, Inc. in the commencement of an at-the-market equity program
Sales agents in the commencement of an at-the-market equity program for common units representing limited partner interests in Energy Transfer Partners, L.P. having an aggregate offering price of up to $1 billion
Just Energy Group Inc. in the commencement of an at-the-market preferred equity program for Just Energy's 8.50% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Shares having an aggregate offering price of up to of $150 million
Underwriters in the $340 million initial public offering of common units representing limited partner interests in Hess Midstream Partners LP, an NYSE-listed midstream master limited partnership
Sales agent in the commencement of an at-the-market program for up to 4,750,000 common shares of beneficial interest in Fiduciary/Claymore MLP Opportunity Fund, an NYSE-listed, diversified, closed-end management investment company
Sales agent in the commencement of an at-the-market program for up to 3,900,000 common shares of beneficial interest in Guggenheim Strategic Opportunities Fund, an NYSE-listed, diversified, closed-end management investment company
NYSE-listed midstream master limited partnership in its $72 million follow-on offering of common units representing limited partner interests
Underwriters in the $360 million follow-on offering of common units representing limited partner interests in Dominion Midstream Partners, LP, an NYSE-listed midstream master limited partnership
Underwriters in the $581 million follow-on offering of limited partnership units representing limited partner interests in Buckeye Partners, L.P., an NYSE-listed midstream master limited partnership
NYSE-listed midstream master limited partnership in the commencement of a $400 million at-the-market program
Agent in the commencement of a $12.5 million at-the-market program for 9.00% Series A Cumulative Preferred Stock of Mitcham Industries, Inc., a NASDAQ-listed energy company
Underwriters in the $56 million follow-on offering of common units representing limited partner interests in Landmark Infrastructure Partners LP, a NASDAQ-listed master limited partnership
Sales agent in the commencement of an at-the-market program for up to 2,632,734 common shares of beneficial interest in Guggenheim Credit Allocation Fund, an NYSE-listed, diversified, closed-end management investment company
Underwriters in the $652 million follow-on offering of common units representing limited partner interests in Sunoco Logistics Partners L.P., an NYSE-listed midstream master limited partnership
Underwriters in the $46 million follow-on offering of 7.90% Series B Cumulative Redeemable Perpetual Preferred Units representing limited partner interests in Landmark Infrastructure Partners LP, a NASDAQ-listed master limited partnership
Managers in the commencement of a $150 million at-the-market program for Dominion Midstream Partners, LP, an NYSE-listed midstream master limited partnership
Underwriters in the $157 million follow-on offering of common stock of Laredo Petroleum, Inc., an NYSE-listed energy company
Underwriter in the $8 million follow-on offering of 9.00% Series A Cumulative Preferred Stock of Mitcham Industries, Inc., a NASDAQ-listed energy company
Sales agents in the commencement of a $40 million at-the-market program for 8.00% Series A Cumulative Redeemable Perpetual Preferred Units representing limited partner interests in Landmark Infrastructure Partners LP, a NASDAQ-listed master limited partnership
Underwriters in the $104 million follow-on offering of common stock of Laredo Petroleum, Inc., an NYSE-listed energy company
Underwriters in the $20 million follow-on offering of 8.00% Series A Cumulative Redeemable Perpetual Preferred Units representing limited partner interests in Landmark Infrastructure Partners LP, a NASDAQ-listed master limited partnership
Agents in the commencement of a $500 million at-the-market program for Buckeye Partners, L.P., an NYSE-listed midstream master limited partnership
Sales agents in the commencement of a $50 million at-the-market program for Landmark Infrastructure Partners L.P., a NASDAQ-listed master limited partnership
Representation of Forcite Helmet Systems Pty Ltd in Sale to GoPro, Inc.
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